SFC Licences of GUO Xingyi 郭興義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 07 February 2017 | 29 November 2017 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 07 February 2017 | 29 November 2017 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 07 February 2017 | 29 November 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 14 November 2014 | 29 April 2016 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 14 November 2014 | 29 April 2016 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 14 November 2014 | 29 April 2016 |