SFC Licences of GUO Xingyi 郭興義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 07 February 2017 29 November 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 07 February 2017 29 November 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 07 February 2017 29 November 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 14 November 2014 29 April 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 14 November 2014 29 April 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 14 November 2014 29 April 2016