SFC Licences of YE Fujia 叶馥佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 4 16 May 2018 28 September 2018
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 16 May 2018 28 September 2018
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 9 16 May 2018 28 September 2018
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 16 May 2018 28 September 2018
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RE 9 18 October 2016 22 June 2017
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RE 4 18 October 2016 22 June 2017
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RE 1 18 October 2016 22 June 2017
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 25 June 2015 30 September 2016
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 18 November 2014 30 September 2016
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 18 November 2014 25 June 2015