SFC Licences of SHEATHER Neil John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage New Generation Securities Limited 新世代證券有限公司 | RO | 4 | 13 June 2016 | 25 May 2018 |
| Vantage New Generation Securities Limited 新世代證券有限公司 | RO | 1 | 13 June 2016 | 25 May 2018 |
| Leading Securities Company Limited 立鼎證券有限公司 | RO | 1 | 06 January 2015 | 15 January 2016 |
| Leading Securities Company Limited 立鼎證券有限公司 | RO | 9 | 06 January 2015 | 15 January 2016 |
| Leading Securities Company Limited 立鼎證券有限公司 | RO | 4 | 06 January 2015 | 15 January 2016 |