SFC Licences of CHUNG Sin Wai 鍾蒨蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RE | 4 | 12 April 2019 | |
| Nuveen Hong Kong Limited | RE | 1 | 12 April 2019 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 05 December 2016 | 27 March 2019 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 05 December 2016 | 27 March 2019 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 24 November 2014 | 24 November 2016 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 24 November 2014 | 24 November 2016 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 24 November 2014 | 24 November 2016 |