SFC Licences of LI Jing

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 17 April 2015 11 May 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 17 April 2015 11 May 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 26 November 2014 06 April 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 26 November 2014 06 April 2015