SFC Licences of OZAWA Aya
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Market Securities (Hong Kong) Limited | RE | 2 | 05 October 2021 | 11 March 2022 |
Market Securities (Hong Kong) Limited | RE | 1 | 05 October 2021 | 11 March 2022 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 21 January 2016 | 14 June 2021 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 21 January 2016 | 14 June 2021 |
Marex HK Asia Limited | RE | 1 | 08 December 2014 | 16 October 2015 |