SFC Licences of SO Cho Leung 蘇祖樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 08 November 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 November 2021 | |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 16 May 2019 | 29 September 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 November 2015 | 30 April 2019 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 29 December 2014 | 24 October 2015 |