SFC Licences of LEE Chung-Han 李忠翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 RE 9 15 September 2022
Merrill Lynch (Asia Pacific) Limited RE 1 01 March 2021 07 July 2022
Merrill Lynch Far East Limited RE 2 03 January 2017 07 July 2022
Merrill Lynch Far East Limited RE 1 03 January 2017 07 July 2022
Merrill Lynch (Asia Pacific) Limited RE 1 03 January 2017 19 December 2018
Merrill Lynch Far East Limited RE 2 07 October 2016 30 December 2016
Merrill Lynch Far East Limited RE 1 07 October 2016 30 December 2016
Merrill Lynch (Asia Pacific) Limited RE 1 07 October 2016 30 December 2016
Merrill Lynch Far East Limited RE 2 17 August 2016 20 August 2016
Merrill Lynch Far East Limited RE 1 17 August 2016 20 August 2016
Merrill Lynch (Asia Pacific) Limited RE 1 17 August 2016 20 August 2016
Merrill Lynch Far East Limited RE 2 26 April 2016 29 April 2016
Merrill Lynch Far East Limited RE 1 26 April 2016 29 April 2016
Merrill Lynch (Asia Pacific) Limited RE 1 26 April 2016 29 April 2016
Merrill Lynch Far East Limited RE 2 26 November 2015 27 November 2015
Merrill Lynch Far East Limited RE 1 26 November 2015 27 November 2015
Merrill Lynch (Asia Pacific) Limited RE 1 26 November 2015 27 November 2015
Merrill Lynch Far East Limited RE 2 14 October 2015 16 October 2015
Merrill Lynch Far East Limited RE 1 14 October 2015 16 October 2015
Merrill Lynch (Asia Pacific) Limited RE 1 14 October 2015 16 October 2015
Merrill Lynch Far East Limited RE 2 02 June 2015 05 June 2015
Merrill Lynch Far East Limited RE 1 02 June 2015 05 June 2015
Merrill Lynch (Asia Pacific) Limited RE 1 02 June 2015 05 June 2015
Merrill Lynch (Asia Pacific) Limited RE 1 12 January 2015 14 January 2015
Merrill Lynch Far East Limited RE 1 12 January 2015 14 January 2015
Merrill Lynch Far East Limited RE 2 12 January 2015 14 January 2015