SFC Licences of ZHENG Ke 鄭科
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 13 September 2022 | |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 20 February 2019 | 01 June 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 20 February 2019 | 01 June 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 20 February 2019 | 01 June 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 February 2019 | 01 June 2022 |
Symmetry Investments (Hong Kong) Limited 對稱資本有限公司 | RO | 9 | 15 February 2017 | 31 March 2018 |
Symmetry Investments (Hong Kong) Limited 對稱資本有限公司 | RE | 9 | 01 September 2016 | 15 February 2017 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 05 January 2015 | 01 June 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 05 January 2015 | 01 June 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 January 2015 | 01 June 2016 |