SFC Licences of KWOK Tsz Kiu 郭梓翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 | RE | 6 | 30 September 2021 | 23 June 2023 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 4 | 26 March 2021 | 23 June 2023 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 1 | 26 March 2021 | 23 June 2023 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 15 June 2018 | 30 November 2020 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 19 December 2017 | 30 November 2020 |
| Goldin Financial Limited 高銀融資有限公司 | RE | 6 | 08 January 2015 | 25 November 2016 |