SFC Licences of SHI Wenchao 史文超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 September 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 25 February 2020 | 01 September 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 March 2017 | 25 February 2020 |
| UBS Securities Asia Limited | RE | 1 | 18 February 2016 | 01 April 2016 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 March 2015 | 21 April 2015 |