SFC Licences of LUO Tuo 羅拓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RE | 2 | 04 June 2018 | 11 December 2023 |
| Citadel Securities (Hong Kong) Limited | RE | 1 | 04 June 2018 | 11 December 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 January 2015 | 08 December 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 12 January 2015 | 08 December 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 January 2015 | 08 December 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 12 January 2015 | 08 December 2017 |