SFC Licences of LAW Pui Chung, Simon 羅珮璁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 18 January 2024 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 09 December 2021 | 29 November 2023 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 20 February 2019 | 16 November 2021 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 28 September 2017 | 01 February 2019 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 21 August 2015 | 31 March 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 15 January 2015 | 15 August 2015 |