SFC Licences of ZHAO Chen 趙晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 21 June 2021 | |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 01 April 2021 | |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 04 September 2017 | 15 March 2021 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 27 January 2015 | 15 March 2021 |