SFC Licences of CHU Chen Chung, Dominic 朱承宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 August 2019 | 31 August 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 22 July 2019 | 31 August 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 July 2019 | 31 August 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 25 September 2017 | 11 April 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 September 2017 | 11 April 2019 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 | RE | 4 | 30 January 2015 | 06 July 2015 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 | RE | 1 | 30 January 2015 | 06 July 2015 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 | RE | 6 | 30 January 2015 | 06 July 2015 |