SFC Licences of SHENG Jiali 盛佳麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RO | 5 | 30 December 2020 | |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RO | 2 | 21 June 2017 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 4 | 21 June 2017 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 21 June 2017 | |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 02 February 2015 | 21 June 2017 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 02 February 2015 | 21 June 2017 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 02 February 2015 | 21 June 2017 |