SFC Licences of WU Lishan 吳莉珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HongKong Yangtze River Asset Management Company Limited 香港揚子江資產管理有限公司 | RO | 9 | 14 February 2019 | |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 28 June 2017 | 31 July 2018 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RO | 4 | 03 October 2016 | 03 February 2017 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RO | 1 | 03 October 2016 | 03 February 2017 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 4 | 05 February 2015 | 03 October 2016 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 05 February 2015 | 03 October 2016 |