SFC Licences of LI Chen 李宸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 23 September 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 13 August 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 27 October 2016 | 02 July 2021 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 11 February 2015 | 24 September 2016 |