SFC Licences of WONG Koon Kiu 黃冠翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 20 August 2021 | 30 June 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 16 July 2021 | 30 June 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 16 July 2021 | 30 June 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 05 November 2018 | 15 March 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 November 2018 | 15 March 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 13 April 2017 | 28 September 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 13 April 2017 | 28 September 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 13 April 2017 | 28 September 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 11 February 2015 | 13 February 2017 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 11 February 2015 | 13 February 2017 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 11 February 2015 | 13 February 2017 |