SFC Licences of LU Jiayi 陸嘉憶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 05 March 2021 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 05 March 2021 | |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 | RE | 9 | 25 October 2018 | 30 January 2021 |
| Core Capital Securities Limited 凱匯資本證券有限公司 | RE | 1 | 04 December 2017 | 30 January 2021 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 25 July 2016 | 01 September 2017 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 25 July 2016 | 01 September 2017 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 07 April 2016 | 09 June 2016 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 06 March 2015 | 09 June 2016 |