SFC Licences of PROUDLOCK Timothy Laurence 彭樂添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | 9 | 03 August 2021 | |
| Capstone Financial (HK) Limited | RO | 4 | 03 August 2021 | |
| St. James's Place (Hong Kong) Limited | RO | 9 | 20 July 2017 | |
| St. James's Place (Hong Kong) Limited | RO | 4 | 20 July 2017 | |
| St. James's Place (Hong Kong) Limited | RO | 1 | 20 July 2017 | |
| St. James's Place (Hong Kong) Limited | RE | 9 | 15 September 2016 | 20 July 2017 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 11 February 2016 | 20 July 2017 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 11 February 2016 | 20 July 2017 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 12 March 2015 | 18 January 2016 |