SFC Licences of YIP Lu Si 葉麓凘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 16 March 2022 16 August 2024
CCB International Securities Limited 建銀國際證券有限公司 RE 2 16 March 2022 16 August 2024
CCB International Securities Limited 建銀國際證券有限公司 RE 1 16 March 2022 16 August 2024
CCB International Capital Limited 建銀國際金融有限公司 RE 1 16 March 2022 16 August 2024
Fosun International Securities Limited 復星國際證券有限公司 RE 9 26 September 2019 12 February 2022
Fosun International Securities Limited 復星國際證券有限公司 RE 1 26 September 2019 12 February 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 12 August 2019 12 September 2019
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 06 March 2019 12 September 2019
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 06 March 2019 12 September 2019
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 15 January 2018 12 September 2019
Bright Fund Management Limited 光明投資管理有限公司 RE 9 30 November 2017 12 September 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 30 November 2017 12 September 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 18 August 2017 12 September 2019
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 25 July 2017 12 September 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 25 July 2017 12 September 2019
Chief Securities Limited 致富證券有限公司 RE 1 10 March 2015 08 July 2017
Chief Commodities Limited 致富期貨商品有限公司 RE 2 10 March 2015 08 July 2017