SFC Licences of YANG Sen 楊森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 15 September 2020 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 15 September 2020 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 September 2020 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 05 September 2018 | 04 May 2020 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 07 July 2017 | 04 May 2020 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 02 March 2015 | 04 May 2020 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 02 March 2015 | 04 May 2020 |