SFC Licences of YANG Sen 楊森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 15 September 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 15 September 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 15 September 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 05 September 2018 04 May 2020
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 07 July 2017 04 May 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 02 March 2015 04 May 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 02 March 2015 04 May 2020