SFC Licences of MOK Hiu Fai 莫曉暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 20 February 2024 | |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 4 | 20 February 2024 | |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 1 | 20 February 2024 | |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 30 December 2021 | 30 June 2023 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 | RE | 9 | 04 December 2019 | 10 December 2021 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 | RE | 4 | 04 December 2019 | 10 December 2021 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 | RE | 1 | 20 June 2019 | 10 December 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 February 2017 | 18 May 2019 |
| ICAP Securities Hong Kong Limited | RE | 1 | 04 January 2016 | 31 January 2017 |
| ICAP Equities Asia Limited | RE | 1 | 27 February 2015 | 31 January 2017 |