SFC Licences of MCGILL Ruarri Ronald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 24 September 2021 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 September 2021 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 24 September 2021 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 September 2021 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 5 | 16 October 2020 | 18 June 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 2 | 16 October 2020 | 18 June 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 02 January 2020 | 18 June 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 02 January 2020 | 18 June 2021 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 14 April 2016 | 16 September 2019 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 16 March 2015 | 16 September 2019 |