SFC Licences of TSE Siu Wai 謝肇慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 03 March 2017 | 05 July 2019 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 March 2017 | 05 July 2019 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 1 | 14 September 2015 | 25 February 2017 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 27 July 2015 | 25 February 2017 |
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 17 March 2015 | 01 July 2015 |