SFC Licences of LIU Yang 劉洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 9 | 21 December 2023 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 15 August 2019 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 15 August 2019 | |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 16 March 2015 | 07 June 2019 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 16 March 2015 | 07 June 2019 |