SFC Licences of LIU Yang 劉洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 9 21 December 2023
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 15 August 2019
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 15 August 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 16 March 2015 07 June 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 16 March 2015 07 June 2019