SFC Licences of POON Wai Chu 潘惠珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 1 | 09 June 2020 | 11 August 2020 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 25 January 2018 | 15 May 2020 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 25 January 2018 | 15 May 2020 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 07 August 2015 | 14 January 2018 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 07 August 2015 | 14 January 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 March 2015 | 11 July 2015 |