SFC Licences of CHAN Yik Lam 陳奕霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 30 November 2018 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 30 November 2018 | |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 11 May 2016 | 01 October 2016 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 11 May 2016 | 01 October 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 06 May 2015 | 31 March 2016 |