SFC Licences of YAN Chuxiong 閆楚雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 01 August 2019
Haitong International Capital Limited 海通國際資本有限公司
RE 6 01 August 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 14 May 2018 09 July 2019
Haitong International Securities Company Limited 海通國際證券有限公司
RE 4 04 August 2016 20 April 2018
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司
RE 6 04 August 2016 20 April 2018
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 12 May 2015 20 April 2018