SFC Licences of YAN Chuxiong 閆楚雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 20 December 2022 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 01 August 2019 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 August 2019 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 14 May 2018 | 09 July 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 14 May 2018 | 09 July 2019 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RE | 6 | 04 August 2016 | 20 April 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 04 August 2016 | 20 April 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 May 2015 | 20 April 2018 |