SFC Licences of YAMAKAWA Asako 山川亜沙子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 09 August 2018 | 16 June 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 06 November 2015 | 12 November 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 24 August 2015 | 29 August 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 April 2015 | 10 April 2015 |