SFC Licences of TAN You Khai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 01 February 2019 | 26 January 2024 |
| UBS Securities Hong Kong Limited | RE | 2 | 20 February 2017 | 26 January 2024 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 February 2017 | 26 January 2024 |
| UBS Securities Asia Limited | RE | 2 | 20 February 2017 | 26 January 2024 |
| UBS Securities Asia Limited | RE | 1 | 20 February 2017 | 26 January 2024 |
| UBS Securities Asia Limited | RE | 2 | 11 August 2016 | 26 August 2016 |
| UBS Securities Asia Limited | RE | 1 | 11 August 2016 | 26 August 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 11 August 2016 | 26 August 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 08 April 2015 | 07 July 2015 |
| UBS Securities Asia Limited | RE | 1 | 08 April 2015 | 07 July 2015 |