SFC Licences of LI Xiang 李想
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 02 April 2024 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 02 April 2024 | |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 13 July 2016 | 04 February 2020 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 06 May 2016 | 04 February 2020 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 9 | 08 March 2016 | 05 April 2016 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 1 | 10 April 2015 | 05 April 2016 |