SFC Licences of TIAN Yang 田陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 29 November 2016 | 05 February 2021 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 29 November 2016 | 05 February 2021 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 29 November 2016 | 05 February 2021 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 29 November 2016 | 05 February 2021 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 23 March 2016 | 18 August 2016 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 05 May 2015 | 18 August 2016 |