SFC Licences of PRESTON Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 4 | 22 August 2016 | 04 May 2018 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 22 August 2016 | 04 May 2018 |
| Capstone Financial (HK) Limited | RE | 4 | 07 May 2015 | 08 July 2016 |
| Capstone Financial (HK) Limited | RE | 1 | 07 May 2015 | 08 July 2016 |