SFC Licences of CHEN Jie 陳劼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 | RO | 6 | 18 December 2020 | 17 June 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 29 July 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 13 May 2015 | 18 December 2016 |