SFC Licences of LOO Shu Sonic 陸澍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 22 February 2023 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 February 2023 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 13 May 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 13 May 2022 | |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 18 April 2017 | 29 April 2022 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 18 April 2017 | 29 April 2022 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 18 April 2017 | 29 April 2022 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 15 September 2015 | 31 March 2017 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 05 May 2015 | 31 March 2017 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 5 | 05 May 2015 | 31 March 2017 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 05 May 2015 | 31 March 2017 |