SFC Licences of SHANGGUAN Jian 上官劍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSOP Asset Management Limited 南方東英資產管理有限公司
RE 1, 4 12 February 2020
Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司
RE 1, 4 01 September 2015 22 January 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 13 May 2015 18 August 2015