SFC Licences of SHANGGUAN Jian 上官劍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 12 February 2020 | |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 12 February 2020 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 01 September 2015 | 22 January 2020 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 01 September 2015 | 22 January 2020 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 13 May 2015 | 18 August 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 13 May 2015 | 18 August 2015 |