SFC Licences of KWOK Suen Ni 郭宣妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asian Capital Limited 卓亞融資有限公司 | RE | 6 | 24 November 2017 | 31 December 2022 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 03 November 2017 | 19 November 2017 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 03 November 2017 | 19 November 2017 |
TC Capital International Limited 天財資本國際有限公司 | RE | 6 | 11 June 2015 | 05 February 2016 |