SFC Licences of CHU Chun Ho, Nelson 朱震濠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 22 March 2021 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 22 March 2021 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 September 2020 | 28 February 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 September 2020 | 28 February 2021 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 03 July 2019 | 27 August 2020 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 03 July 2019 | 27 August 2020 |
| Finet Securities Limited 財華證券有限公司 | RE | 1 | 26 March 2019 | 22 May 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 09 July 2015 | 31 December 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 June 2015 | 31 December 2018 |