SFC Licences of CHEN Junjie 陳俊杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited RE 6 06 November 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 28 July 2017 17 September 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 28 July 2017 17 September 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 28 July 2017 17 September 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 6 29 February 2016 01 July 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 4 29 February 2016 01 July 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 1 29 February 2016 01 July 2017
Haitong International Capital Limited 海通國際資本有限公司 RE 6 29 June 2015 05 February 2016