SFC Licences of CHEN Junjie 陳俊杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 06 November 2018 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 28 July 2017 | 17 September 2018 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 28 July 2017 | 17 September 2018 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 28 July 2017 | 17 September 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 29 February 2016 | 01 July 2017 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 29 February 2016 | 01 July 2017 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 29 February 2016 | 01 July 2017 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 29 June 2015 | 05 February 2016 |