SFC Licences of TONG Tin Yau 唐天祐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 9 | 14 May 2019 | 21 October 2020 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 4 | 14 May 2019 | 21 October 2020 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 9 | 26 November 2018 | 27 April 2019 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 4 | 26 November 2018 | 27 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 05 June 2015 | 05 March 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 05 June 2015 | 05 March 2016 |