SFC Licences of PENFOLD Christopher John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 4 | 01 June 2016 | 07 May 2018 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 01 June 2016 | 07 May 2018 |
| Capstone Financial (HK) Limited | RE | 4 | 25 June 2015 | 27 May 2016 |
| Capstone Financial (HK) Limited | RE | 1 | 25 June 2015 | 27 May 2016 |