SFC Licences of XU Jingyi 徐競怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RO | 6 | 19 April 2022 | |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 21 September 2021 | 19 April 2022 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 21 September 2021 | |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RO | 6 | 11 October 2019 | 27 August 2021 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 30 September 2016 | 27 August 2021 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 30 September 2016 | 11 October 2019 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 15 June 2015 | 28 June 2016 |