SFC Licences of JU Lixin 琚里昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 August 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 28 September 2016 | 29 June 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 02 August 2016 | 11 August 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 24 June 2015 | 21 January 2016 |