SFC Licences of LUO Ding 羅鼎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RO | 4 | 05 March 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 26 May 2020 | 05 March 2021 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 06 July 2015 | 25 May 2020 |