SFC Licences of FONG Yiu Pan 方堯斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 12 August 2021 | 11 November 2022 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 12 August 2021 | 11 November 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 June 2018 | 31 July 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 June 2018 | 31 July 2021 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 | RE | 1 | 18 May 2017 | 23 May 2018 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 13 July 2015 | 01 December 2015 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 13 July 2015 | 01 December 2015 |