SFC Licences of KIM Phil Young
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iSAM Securities (HK) Limited | RO | 3 | 09 May 2023 | |
| iSAM Securities (HK) Limited | RE | 3 | 09 March 2023 | 09 May 2023 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RO | 3 | 10 September 2018 | 02 September 2022 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RE | 3 | 03 April 2018 | 10 September 2018 |
| LMAX Hong Kong Limited | RE | 3 | 09 July 2015 | 27 February 2018 |