SFC Licences of LAI Ka Chung 黎家聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 9 03 October 2022
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 4 03 October 2022
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 1 03 October 2022
China Demeter Securities Limited 國農證券有限公司 RE 9 30 June 2022 31 August 2022
China Demeter Securities Limited 國農證券有限公司 RE 4 30 June 2022 31 August 2022
China Demeter Securities Limited 國農證券有限公司 RE 1 30 June 2022 31 August 2022
Magic Compass Futures Limited 摩石期貨有限公司 RE 2 22 June 2021 19 January 2022
Magic Compass Asset Management Limited 摩石資產管理有限公司 RE 9 22 February 2021 19 January 2022
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 22 February 2021 19 January 2022
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 4 29 December 2020 19 January 2022
Conrad Investment Services Limited RE 4 16 April 2019 13 May 2020
M&F Asset Management Limited 渼豐資產管理有限公司 RE 9 24 October 2018 04 April 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RE 4 24 October 2018 04 April 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 11 October 2018 04 April 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 1 10 April 2017 17 September 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 05 December 2016 24 March 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 9 20 June 2016 28 November 2016
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 1 20 June 2016 28 November 2016
China CIFCO Securities Co., Limited 中國中期證券有限公司 RE 1 10 July 2015 28 August 2015