SFC Licences of YIP Ho Pak 葉浩柏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tai Fung Securities Limited 大豐證券有限公司 | RE | 1 | 27 September 2023 | |
Wealth Link Securities Limited 富滙證券有限公司 | RO | 4 | 25 October 2019 | 29 September 2022 |
Wealth Link Securities Limited 富滙證券有限公司 | RO | 1 | 25 October 2019 | 29 September 2022 |
Wealth Link Securities Limited 富滙證券有限公司 | RE | 4 | 10 October 2019 | 25 October 2019 |
Wealth Link Securities Limited 富滙證券有限公司 | RE | 1 | 10 October 2019 | 25 October 2019 |
United Securities Limited 團結證券有限公司 | RO | 4 | 25 June 2019 | 07 October 2019 |
United Securities Limited 團結證券有限公司 | RO | 1 | 25 June 2019 | 07 October 2019 |
United Securities Limited 團結證券有限公司 | RE | 4 | 04 September 2018 | 25 June 2019 |
United Securities Limited 團結證券有限公司 | RE | 1 | 28 August 2018 | 25 June 2019 |
Seekers Markets Limited 中南金融有限公司 | RE | 1 | 14 September 2017 | 14 July 2018 |
Dayou Futures (HK) Company Limited 大有期貨香港有限公司 | RE | 2 | 22 December 2016 | 30 April 2017 |
I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 06 August 2015 | 29 August 2016 |
I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 06 August 2015 | 29 August 2016 |